Piper Sandler Ltd.

Company Name	Piper Sandler Ltd.
Company Status	Active
Company Number	03846990
Category	Private Limited Company
Incorporation Date	23 September 1999(24 years, 7 months ago)
Previous Names	3

Business Activity

Section K	Financial and insurance activities
SIC 6523	Other financial intermediation
SIC 64999	Financial intermediation not elsewhere classified

Directors

Director Name	Mrs Debbra Lynn Schoneman
Date of Birth	April 1968 (Born 56 years ago)
Nationality	American
Status	Current
Appointed	05 April 2004(4 years, 6 months after company formation)
Appointment Duration	20 years
Role	Finance Director
Country of Residence	United States
Correspondence Address	38 South Deep Lake Road North Oaks Minnesota 55127 United States

Secretary Name	Secretary James Grant
Status	Current
Appointed	10 April 2013(13 years, 6 months after company formation)
Appointment Duration	11 years
Role	Company Director
Correspondence Address	800 Nicollet Mall Suite 1000 Minneapolis Mn United States

Director Name	James Baker
Date of Birth	January 1968 (Born 56 years ago)
Nationality	American
Status	Current
Appointed	15 April 2020(20 years, 7 months after company formation)
Appointment Duration	4 years
Role	Global Head - Inv Banking & Cap Mkts Ib
Country of Residence	United States
Correspondence Address	2 Gresham Street 6th Floor London EC2V 7AD

Director Name	Kirk Ewan McIntosh
Date of Birth	May 1970 (Born 54 years ago)
Nationality	British
Status	Current
Appointed	15 April 2020(20 years, 7 months after company formation)
Appointment Duration	4 years
Role	Chief Executive Officer
Country of Residence	United Kingdom
Correspondence Address	2 Gresham Street 6th Floor London EC2V 7AD

Director Name	Nicholas John Dalgarno
Date of Birth	May 1972 (Born 52 years ago)
Nationality	British
Status	Current
Appointed	14 July 2021(21 years, 10 months after company formation)
Appointment Duration	2 years, 9 months
Role	Head Of European Investment Banking - Energy
Country of Residence	Scotland
Correspondence Address	Simmons House 22 Waverley Place Aberdeen AB10 1XP Scotland

Director Name	Brent Douglas Robbins
Date of Birth	August 1970 (Born 53 years ago)
Nationality	American
Status	Current
Appointed	17 January 2024(24 years, 4 months after company formation)
Appointment Duration	3 months, 1 week
Role	Reginal Manager, Institutional Equity Sales
Country of Residence	England
Correspondence Address	2 Gresham Street 6th Floor London EC2V 7AD

Director Name	Katherine Patricia Clune
Date of Birth	April 1980 (Born 44 years ago)
Nationality	American
Status	Current
Appointed	18 April 2024(24 years, 7 months after company formation)
Appointment Duration	1 week, 3 days
Role	Chief Financial Officer
Country of Residence	United States
Correspondence Address	800 Nicollet Mall Suite 900 Minneapolis Minnesota 55402

Director Name	Tresa De Lacy
Date of Birth	February 1966 (Born 58 years ago)
Nationality	American
Status	Resigned
Appointed	23 September 1999(same day as company formation)
Role	Seo/Compliance Officer
Correspondence Address	Flat 1 1-3 Culford Gardens London SW3 2SX

Director Name	Andee Hidalgo
Date of Birth	December 1964 (Born 59 years ago)
Nationality	American
Status	Resigned
Appointed	23 September 1999(same day as company formation)
Role	Associate Director Institutio
Correspondence Address	1917 Summit Ave St Paul 55105 Minnesota United States

Director Name	Paul Karos
Date of Birth	August 1962 (Born 61 years ago)
Nationality	American
Status	Resigned
Appointed	23 September 1999(same day as company formation)
Role	Dir Equity Capital Markets
Correspondence Address	5501 Dundee Road Edina Minnesota 55436 United States

Director Name	Sandra Sponem
Date of Birth	January 1958 (Born 66 years ago)
Nationality	American
Status	Resigned
Appointed	23 September 1999(same day as company formation)
Role	Accounting
Correspondence Address	2118 Drew Ave South Minneapolis Minnesota 55416 Hennepin County United States

Director Name	Mr Blake J Omlie
Date of Birth	August 1958 (Born 65 years ago)
Nationality	American
Status	Resigned
Appointed	23 September 1999(same day as company formation)
Role	Sales Manager
Country of Residence	England
Correspondence Address	8 Dukes Avenue London W4 2AE

Secretary Name	Scott Melvin James
Nationality	American
Status	Resigned
Appointed	23 September 1999(same day as company formation)
Role	Lawyer
Correspondence Address	22 Cecile Park London N8 9AS

Secretary Name	Richard Troy Chase
Nationality	American
Status	Resigned
Appointed	23 September 1999(same day as company formation)
Role	Attorney
Correspondence Address	1122 Mount Curve Avenue Minneapolis Minnesota 55403 Foreign

Director Name	Paul Donald Grangaard
Date of Birth	June 1958 (Born 65 years ago)
Nationality	American
Status	Resigned
Appointed	05 March 2001(1 year, 5 months after company formation)
Appointment Duration	9 months (resigned 30 November 2001)
Role	Executive
Correspondence Address	6927 Mark Terrace Circle Edina Minnesota Mn 55439 United States

Director Name	James Robert Kanellitsas
Date of Birth	March 1963 (Born 61 years ago)
Nationality	American
Status	Resigned
Appointed	05 March 2001(1 year, 5 months after company formation)
Appointment Duration	4 years, 5 months (resigned 04 August 2005)
Role	Executive
Correspondence Address	18515 Bear Path Trail Eden Prairie Minnesota 55347 United States

Secretary Name	James Louis Chosy
Nationality	American
Status	Resigned
Appointed	05 March 2001(1 year, 5 months after company formation)
Appointment Duration	3 years, 9 months (resigned 01 December 2004)
Role	Executive
Correspondence Address	4041 Xerxes Avenue South Minneapolis Mn 55410 Foreign

Director Name	Thomas Patrick Schnettler
Date of Birth	October 1956 (Born 67 years ago)
Nationality	American
Status	Resigned
Appointed	28 January 2002(2 years, 4 months after company formation)
Appointment Duration	9 years, 11 months (resigned 31 December 2011)
Role	Investment Banker
Country of Residence	United States
Correspondence Address	4703 Townes Road Edina Minnesota 55424 United States

Director Name	Christopher John Davidson Lawrence
Date of Birth	March 1953 (Born 71 years ago)
Nationality	British
Status	Resigned
Appointed	13 October 2003(4 years after company formation)
Appointment Duration	1 year, 9 months (resigned 03 August 2005)
Role	Stockbroker
Correspondence Address	41 Combemartin Road London SW18 5PP

Secretary Name	Mr Norman Charles Gould
Nationality	British
Status	Resigned
Appointed	01 December 2004(5 years, 2 months after company formation)
Appointment Duration	6 years, 1 month (resigned 31 December 2010)
Role	Company Director
Country of Residence	United Kingdom
Correspondence Address	29 Queens Road Colchester Essex CO3 3PD

Director Name	Jon Warren Salveson
Date of Birth	January 1965 (Born 59 years ago)
Nationality	American
Status	Resigned
Appointed	04 April 2005(5 years, 6 months after company formation)
Appointment Duration	5 years, 5 months (resigned 31 August 2010)
Role	Investment Banker
Correspondence Address	218 Bushaway Road Wayzata Minnesota 55391 United States

Director Name	Mr Norman Charles Gould
Date of Birth	September 1963 (Born 60 years ago)
Nationality	British
Status	Resigned
Appointed	04 July 2005(5 years, 9 months after company formation)
Appointment Duration	4 years, 10 months (resigned 30 April 2010)
Role	Director Of Compliance
Country of Residence	United Kingdom
Correspondence Address	29 Queens Road Colchester Essex CO3 3PD

Director Name	Joel Robert Denney
Date of Birth	December 1961 (Born 62 years ago)
Nationality	American
Status	Resigned
Appointed	28 February 2006(6 years, 5 months after company formation)
Appointment Duration	1 year, 1 month (resigned 04 April 2007)
Role	Research Director
Correspondence Address	2861 Kenwood Isles Drive Minneapolis Mn 55408 United States

Director Name	Robert Wayne Peterson
Date of Birth	October 1967 (Born 56 years ago)
Nationality	American
Status	Resigned
Appointed	04 April 2007(7 years, 6 months after company formation)
Appointment Duration	5 years, 2 months (resigned 30 June 2012)
Role	Company Director
Country of Residence	United States
Correspondence Address	2 Blue Flag Court North Oaks Minnesota 55127 United States

Director Name	Co-Chief Executive Neil Mackison
Date of Birth	January 1966 (Born 58 years ago)
Nationality	British
Status	Resigned
Appointed	01 January 2011(11 years, 3 months after company formation)
Appointment Duration	11 years, 6 months (resigned 13 July 2022)
Role	Investment Banker
Country of Residence	United Kingdom
Correspondence Address	8 Wraylands Drive Reigate Surrey RH2 0LG

Director Name	Co-Chief Executive Marc Simon Ruddle
Date of Birth	March 1973 (Born 51 years ago)
Nationality	British
Status	Resigned
Appointed	01 January 2011(11 years, 3 months after company formation)
Appointment Duration	13 years (resigned 17 January 2024)
Role	Investment Banker
Country of Residence	United Kingdom
Correspondence Address	35 Gordon Road Sevenoaks Kent TN13 1HE

Secretary Name	John W. Geelan
Status	Resigned
Appointed	01 January 2011(11 years, 3 months after company formation)
Appointment Duration	2 years, 3 months (resigned 10 April 2013)
Role	Company Director
Correspondence Address	800 Nicollet Mall Suite 800 Minneapolis Mn 55402

Director Name	Chad R Abraham
Date of Birth	October 1966 (Born 57 years ago)
Nationality	American
Status	Resigned
Appointed	26 September 2011(12 years after company formation)
Appointment Duration	6 years, 4 months (resigned 25 January 2018)
Role	Investment Banking
Country of Residence	United States
Correspondence Address	3920 Fox Street Orono Mn 55356

Director Name	Jeffrey P. Klinefelter
Date of Birth	October 1967 (Born 56 years ago)
Nationality	American
Status	Resigned
Appointed	04 October 2012(13 years after company formation)
Appointment Duration	4 years, 8 months (resigned 19 June 2017)
Role	Head Of Global Equities
Country of Residence	United States
Correspondence Address	88 Woodstreet 13th Floor London EC2V 7RS

Director Name	Michael Edward Cox
Date of Birth	November 1977 (Born 46 years ago)
Nationality	American
Status	Resigned
Appointed	24 September 2015(16 years after company formation)
Appointment Duration	2 years, 3 months (resigned 19 January 2018)
Role	Director Of Equity Research
Country of Residence	United States
Correspondence Address	88 Woodstreet 13th Floor London EC2V 7RS

Director Name	Mr Thomas Patrick Schnettler
Date of Birth	October 1958 (Born 65 years ago)
Nationality	American
Status	Resigned
Appointed	19 June 2017(17 years, 9 months after company formation)
Appointment Duration	7 months (resigned 19 January 2018)
Role	Company Director
Country of Residence	United States
Correspondence Address	88 Woodstreet 13th Floor London EC2V 7RS

Director Name	Mr David Michael Stewart Beveridge
Date of Birth	August 1964 (Born 59 years ago)
Nationality	British
Status	Resigned
Appointed	19 June 2017(17 years, 9 months after company formation)
Appointment Duration	4 years (resigned 14 July 2021)
Role	Company Director
Country of Residence	Scotland
Correspondence Address	88 Wood Street 13th Floor London EC2V 7DA

Director Name	Mr Timothy Carter
Date of Birth	May 1967 (Born 57 years ago)
Nationality	American
Status	Resigned
Appointed	30 January 2018(18 years, 4 months after company formation)
Appointment Duration	6 years, 2 months (resigned 23 April 2024)
Role	Finance Director
Country of Residence	United States
Correspondence Address	2 Gresham Street 6th Floor London EC2V 7AD

Director Name	London Law Services Limited (Corporation)
Status	Resigned
Appointed	23 September 1999(same day as company formation)
Correspondence Address	84 Temple Chambers Temple Avenue London EC4Y 0HP

Secretary Name	London Law Secretarial Limited (Corporation)
Status	Resigned
Appointed	23 September 1999(same day as company formation)
Correspondence Address	84 Temple Chambers Temple Avenue London EC4Y 0HP

Contact

Website	www.piperjaffray.com

Location

Registered Address	2 Gresham Street 6th Floor London EC2V 7AD
Region	London
Constituency	Cities of London and Westminster
County	City of London
Ward	Cheap
Built Up Area	Greater London
Address Matches	Over 20 other UK companies use this postal address

Financials

Year	2013
Turnover	£8,492,135
Net Worth	£4,804,108
Cash	£1,048,258
Current Liabilities	£1,488,228

Accounts

Latest Accounts	31 December 2022 (1 year, 3 months ago)
Next Accounts Due	30 September 2024 (5 months from now)
Accounts Category	Full
Accounts Year End	31 December

Returns

Latest Return	23 August 2023 (8 months, 1 week ago)
Next Return Due	6 September 2024 (4 months, 1 week from now)

Charges

12 July 2017	Delivered on: 1 August 2017 Persons entitled: Bank of Scotland PLC Classification: A registered charge Outstanding
29 June 2010	Delivered on: 3 July 2010 Persons entitled: Fortis Bank Global Clearing N.V. Classification: Master clearing agreement Secured details: All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: By way of first, fixed charge and pledge over all securities, documents of or entering title to property, cash or other assets, see image for full details. Outstanding
19 June 2009	Delivered on: 1 July 2009 Persons entitled: Barclays Bank PLC Classification: Deed of charge over credit balances Secured details: All monies due or to become due from the company to the chargee on any account whatsoever. Particulars: The charge creates a fixed charge over all the deposit(s) referred to in the schedule to the form 395 (including all or any part of the money payable pursuant to such deposit(s) & the debts represented thereby) together with all interest from time to time accruing thereon. It also creates an assignment by the chargor for the purposes of & to give effect to the security over the right of the chargor to require repayment of such deposit(s) & interest thereon charged account being: barclays bank PLC re piper jaffray LTD, business current account, no 83952479. Outstanding
19 September 2005	Delivered on: 21 September 2005 Persons entitled: Fortis Bank Global Clearing Nv (London Branch) Classification: Terms of business agreement Secured details: All monies due or to become due from the company to the chargee under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: Fixed charge over all securities documents property cash or other assets of any nature. See the mortgage charge document for full details. Outstanding
20 October 2005	Delivered on: 24 October 2005 Satisfied on: 5 January 2011 Persons entitled: Jpmorgan Chase Bank National Association London Branch Classification: Deed of charge Secured details: All monies due or to become due from the company to the chargee on any account whatsoever under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: The charged assets being all securities and all other investments all dividends all property all monies debts and claims. See the mortgage charge document for full details. Fully Satisfied

Filing History

24 August 2020	Confirmation statement made on 23 August 2020 with updates (4 pages)
17 July 2020	Statement of capital following an allotment of shares on 3 April 2020 GBP 50,434,558 (3 pages)
7 July 2020	Full accounts made up to 31 December 2019 (26 pages)
5 May 2020	Appointment of Kirk Ewan Mcintosh as a director on 15 April 2020 (2 pages)
1 May 2020	Appointment of James Baker as a director on 15 April 2020 (2 pages)
21 January 2020	Satisfaction of charge 038469900005 in full (1 page)
3 January 2020	Resolutions NM01 ‐ Change of name by resolution RES15 ‐ Change company name resolution on 2019-12-23 (3 pages)
2 September 2019	Registered office address changed from 88 Woodstreet 13th Floor London EC2V 7RS to 88 Wood Street 13th Floor London EC2V 7DA on 2 September 2019 (1 page)
23 August 2019	Confirmation statement made on 23 August 2019 with no updates (3 pages)
30 April 2019	Full accounts made up to 31 December 2018 (25 pages)
30 August 2018	Confirmation statement made on 29 August 2018 with updates (4 pages)
7 June 2018	Statement of capital following an allotment of shares on 1 May 2018 GBP 21,250,001 (8 pages)
6 June 2018	Statement of capital following an allotment of shares on 1 May 2018 GBP 21,250,001 (3 pages)
23 May 2018	Full accounts made up to 31 December 2017 (26 pages)
15 February 2018	Termination of appointment of Michael Edward Cox as a director on 19 January 2018 (1 page)
15 February 2018	Termination of appointment of Thomas Patrick Schnettler as a director on 19 January 2018 (1 page)
15 February 2018	Termination of appointment of Thomas Patrick Schnettler as a director on 19 January 2018 (1 page)
15 February 2018	Termination of appointment of Thomas Patrick Schnettler as a director on 19 January 2018 (1 page)
15 February 2018	Termination of appointment of Chad R Abraham as a director on 25 January 2018 (1 page)
15 February 2018	Termination of appointment of a director (1 page)
9 February 2018	Appointment of Mr Timothy Carter as a director on 30 January 2018 (2 pages)
7 September 2017	Confirmation statement made on 29 August 2017 with updates (4 pages)
7 September 2017	Confirmation statement made on 29 August 2017 with updates (4 pages)
6 September 2017	Full accounts made up to 31 December 2016 (23 pages)
6 September 2017	Full accounts made up to 31 December 2016 (23 pages)
24 August 2017	Appointment of Mr Thomas Patrick Schnettler as a director on 19 June 2017 (2 pages)
24 August 2017	Appointment of Mr Thomas Patrick Schnettler as a director on 19 June 2017 (2 pages)
23 August 2017	Appointment of Mr David Michael Stewart Beveridge as a director on 19 June 2017 (2 pages)
23 August 2017	Termination of appointment of Jeffrey P. Klinefelter as a director on 19 June 2017 (1 page)
23 August 2017	Termination of appointment of Jeffrey P. Klinefelter as a director on 19 June 2017 (1 page)
23 August 2017	Appointment of Mr David Michael Stewart Beveridge as a director on 19 June 2017 (2 pages)
1 August 2017	Registration of charge 038469900005, created on 12 July 2017 (12 pages)
1 August 2017	Registration of charge 038469900005, created on 12 July 2017 (12 pages)
17 July 2017	Second filing of Confirmation Statement dated 29/08/2016 (5 pages)
17 July 2017	Second filing of Confirmation Statement dated 29/08/2016 (5 pages)
6 June 2017	Statement of capital following an allotment of shares on 19 April 2017 GBP 21,250,000 (3 pages)
6 June 2017	Statement of capital following an allotment of shares on 19 April 2017 GBP 21,250,000 (3 pages)
5 June 2017	Resolutions RES10 ‐ Resolution of allotment of securities RES13 ‐ Restriction on auth share cap is revoked and deleted 12/04/2017 (2 pages)
5 June 2017	Resolutions RES10 ‐ Resolution of allotment of securities RES13 ‐ Restriction on auth share cap is revoked and deleted 12/04/2017 (2 pages)
17 October 2016	Full accounts made up to 31 December 2015 (19 pages)
17 October 2016	Full accounts made up to 31 December 2015 (19 pages)
29 August 2016	Confirmation statement made on 29 August 2016 with updates ANNOTATION Clarification a second filed CS01 (Shareholder Information) was registered on 17/07/2017. (6 pages)
29 August 2016	Confirmation statement made on 29 August 2016 with updates ANNOTATION Clarification a second filed CS01 (Shareholder Information) was registered on 17/07/2017. (6 pages)
1 October 2015	Appointment of Director Michael Edward Cox as a director on 24 September 2015 (2 pages)
1 October 2015	Annual return made up to 12 September 2015 with a full list of shareholders Statement of capital on 2015-10-01 GBP 19,250,000 (8 pages)
1 October 2015	Annual return made up to 12 September 2015 with a full list of shareholders Statement of capital on 2015-10-01 GBP 19,250,000 (8 pages)
1 October 2015	Appointment of Director Michael Edward Cox as a director on 24 September 2015 (2 pages)
26 April 2015	Full accounts made up to 31 December 2014 (17 pages)
26 April 2015	Full accounts made up to 31 December 2014 (17 pages)
16 September 2014	Annual return made up to 12 September 2014 with a full list of shareholders Statement of capital on 2014-09-16 GBP 19,250,000 (8 pages)
16 September 2014	Annual return made up to 12 September 2014 with a full list of shareholders Statement of capital on 2014-09-16 GBP 19,250,000 (8 pages)
16 September 2014	Termination of appointment of John W. Geelan as a secretary on 10 April 2013 (1 page)
16 September 2014	Termination of appointment of John W. Geelan as a secretary on 10 April 2013 (1 page)
28 April 2014	Full accounts made up to 31 December 2013 (18 pages)
28 April 2014	Full accounts made up to 31 December 2013 (18 pages)
13 March 2014	Appointment of Secretary James Grant as a secretary (2 pages)
13 March 2014	Appointment of Secretary James Grant as a secretary (2 pages)
3 October 2013	Annual return made up to 12 September 2013 with a full list of shareholders Statement of capital on 2013-10-03 GBP 19,250,000 (8 pages)
3 October 2013	Annual return made up to 12 September 2013 with a full list of shareholders Statement of capital on 2013-10-03 GBP 19,250,000 (8 pages)
2 May 2013	Full accounts made up to 31 December 2012 (19 pages)
2 May 2013	Full accounts made up to 31 December 2012 (19 pages)
13 March 2013	Appointment of Jeffrey P. Klinefelter as a director (2 pages)
13 March 2013	Appointment of Jeffrey P. Klinefelter as a director (2 pages)
13 September 2012	Annual return made up to 12 September 2012 with a full list of shareholders (7 pages)
13 September 2012	Annual return made up to 12 September 2012 with a full list of shareholders (7 pages)
3 July 2012	Termination of appointment of Robert Peterson as a director (1 page)
3 July 2012	Termination of appointment of Robert Peterson as a director (1 page)
11 May 2012	Full accounts made up to 31 December 2011 (20 pages)
11 May 2012	Full accounts made up to 31 December 2011 (20 pages)
4 April 2012	Registered office address changed from One South Place London EC2M 2RB United Kingdom on 4 April 2012 (1 page)
4 April 2012	Registered office address changed from One South Place London EC2M 2RB United Kingdom on 4 April 2012 (1 page)
4 April 2012	Registered office address changed from One South Place London EC2M 2RB United Kingdom on 4 April 2012 (1 page)
11 January 2012	Termination of appointment of Thomas Schnettler as a director (1 page)
11 January 2012	Termination of appointment of Thomas Schnettler as a director (1 page)
19 October 2011	Appointment of Co-Chief Executive Neil Mackison as a director (2 pages)
19 October 2011	Appointment of Co-Chief Executive Neil Mackison as a director (2 pages)
13 October 2011	Annual return made up to 23 September 2011 with a full list of shareholders (5 pages)
13 October 2011	Appointment of Co-Chief Executive Marc S. Ruddle as a director (2 pages)
13 October 2011	Annual return made up to 23 September 2011 with a full list of shareholders (5 pages)
13 October 2011	Appointment of Company Secretary John W. Geelan as a secretary (2 pages)
13 October 2011	Appointment of Co-Chief Executive Marc S. Ruddle as a director (2 pages)
13 October 2011	Appointment of Chad R Abraham as a director (2 pages)
13 October 2011	Appointment of Chad R Abraham as a director (2 pages)
13 October 2011	Appointment of Company Secretary John W. Geelan as a secretary (2 pages)
12 October 2011	Termination of appointment of David Wilson as a director (1 page)
12 October 2011	Termination of appointment of David Wilson as a director (1 page)
6 September 2011	Full accounts made up to 31 December 2010 (19 pages)
6 September 2011	Full accounts made up to 31 December 2010 (19 pages)
14 January 2011	Memorandum and Articles of Association (23 pages)
14 January 2011	Memorandum and Articles of Association (23 pages)
14 January 2011	Resolutions RES01 ‐ Resolution of Memorandum and/or Articles of Association (3 pages)
14 January 2011	Resolutions RES01 ‐ Resolution of Memorandum and/or Articles of Association (3 pages)
7 January 2011	Declaration of satisfaction in full or in part of a mortgage or charge /full /charge no 2 (5 pages)
7 January 2011	Declaration of satisfaction in full or in part of a mortgage or charge /full /charge no 2 (5 pages)
31 December 2010	Termination of appointment of Norman Gould as a secretary (1 page)
31 December 2010	Termination of appointment of Norman Gould as a secretary (1 page)
20 October 2010	Director's details changed for Robert Wayne Peterson on 23 September 2010 (2 pages)
20 October 2010	Annual return made up to 23 September 2010 with a full list of shareholders (7 pages)
20 October 2010	Annual return made up to 23 September 2010 with a full list of shareholders (7 pages)
20 October 2010	Director's details changed for Thomas Patrick Schnettler on 23 September 2010 (2 pages)
20 October 2010	Director's details changed for Debbra Lynn Schoneman on 23 September 2010 (2 pages)
20 October 2010	Director's details changed for Thomas Patrick Schnettler on 23 September 2010 (2 pages)
20 October 2010	Director's details changed for Debbra Lynn Schoneman on 23 September 2010 (2 pages)
20 October 2010	Director's details changed for Robert Wayne Peterson on 23 September 2010 (2 pages)
2 October 2010	Full accounts made up to 31 December 2009 (18 pages)
2 October 2010	Full accounts made up to 31 December 2009 (18 pages)
2 September 2010	Termination of appointment of Jon Salveson as a director (1 page)
2 September 2010	Termination of appointment of Jon Salveson as a director (1 page)
3 July 2010	Particulars of a mortgage or charge / charge no: 4 (5 pages)
3 July 2010	Particulars of a mortgage or charge / charge no: 4 (5 pages)
4 May 2010	Termination of appointment of Norman Gould as a director (1 page)
4 May 2010	Termination of appointment of Norman Gould as a director (1 page)
12 March 2010	Statement of capital following an allotment of shares on 26 February 2010 GBP 19,250,000 (2 pages)
12 March 2010	Statement of capital following an allotment of shares on 26 February 2010 GBP 19,250,000 (2 pages)
2 October 2009	Full accounts made up to 31 December 2008 (27 pages)
2 October 2009	Full accounts made up to 31 December 2008 (27 pages)
29 September 2009	Return made up to 23/09/09; full list of members (5 pages)
29 September 2009	Return made up to 23/09/09; full list of members (5 pages)
29 September 2009	Director's change of particulars / thomas schnettler / 23/09/2009 (1 page)
29 September 2009	Director's change of particulars / thomas schnettler / 23/09/2009 (1 page)
10 July 2009	Ad 26/06/09\gbp si 2500000@1=2500000\gbp ic 14500000/17000000\ (1 page)
10 July 2009	Ad 26/06/09\gbp si 2500000@1=2500000\gbp ic 14500000/17000000\ (1 page)
1 July 2009	Particulars of a mortgage or charge / charge no: 3 (5 pages)
1 July 2009	Particulars of a mortgage or charge / charge no: 3 (5 pages)
15 May 2009	Ad 30/04/09\gbp si 4000000@1=4000000\gbp ic 10500000/14500000\ (1 page)
15 May 2009	Ad 30/04/09\gbp si 4000000@1=4000000\gbp ic 10500000/14500000\ (1 page)
22 April 2009	Registered office changed on 22/04/2009 from 7 pilgrim street london EC4V 6LB (1 page)
22 April 2009	Registered office changed on 22/04/2009 from 7 pilgrim street london EC4V 6LB (1 page)
27 March 2009	Ad 26/03/09\gbp si 3000000@1=3000000\gbp ic 7500000/10500000\ (1 page)
27 March 2009	Ad 26/03/09\gbp si 3000000@1=3000000\gbp ic 7500000/10500000\ (1 page)
5 March 2009	Ad 02/01/09\gbp si 1500000@1=1500000\gbp ic 6000000/7500000\ (1 page)
5 March 2009	Ad 02/01/09\gbp si 1500000@1=1500000\gbp ic 6000000/7500000\ (1 page)
24 December 2008	Ad 22/12/08\gbp si 1000000@1=1000000\gbp ic 5000000/6000000\ (1 page)
24 December 2008	Ad 22/12/08\gbp si 1000000@1=1000000\gbp ic 5000000/6000000\ (1 page)
1 November 2008	Full accounts made up to 31 December 2007 (18 pages)
1 November 2008	Full accounts made up to 31 December 2007 (18 pages)
20 October 2008	Director's change of particulars / thomas schnettler / 23/09/2008 (1 page)
20 October 2008	Director's change of particulars / robert peterson / 23/09/2008 (1 page)
20 October 2008	Return made up to 23/09/08; full list of members (5 pages)
20 October 2008	Director's change of particulars / debbra schoneman / 23/09/2008 (1 page)
20 October 2008	Director's change of particulars / jon salveson / 23/09/2008 (1 page)
20 October 2008	Director's change of particulars / debbra schoneman / 23/09/2008 (1 page)
20 October 2008	Return made up to 23/09/08; full list of members (5 pages)
20 October 2008	Director's change of particulars / jon salveson / 23/09/2008 (1 page)
20 October 2008	Director's change of particulars / thomas schnettler / 23/09/2008 (1 page)
20 October 2008	Director's change of particulars / robert peterson / 23/09/2008 (1 page)
30 September 2008	Ad 30/09/08\gbp si 1000000@1=1000000\gbp ic 5000000/6000000\ (1 page)
30 September 2008	Ad 30/09/08\gbp si 1000000@1=1000000\gbp ic 5000000/6000000\ (1 page)
24 September 2007	Return made up to 23/09/07; full list of members (3 pages)
24 September 2007	Return made up to 23/09/07; full list of members (3 pages)
11 September 2007	Full accounts made up to 31 December 2006 (18 pages)
11 September 2007	Full accounts made up to 31 December 2006 (18 pages)
5 April 2007	New director appointed (1 page)
5 April 2007	New director appointed (1 page)
4 April 2007	Director resigned (1 page)
4 April 2007	Director resigned (1 page)
26 October 2006	Full accounts made up to 31 December 2005 (14 pages)
26 October 2006	Memorandum and Articles of Association (30 pages)
26 October 2006	Full accounts made up to 31 December 2005 (14 pages)
26 October 2006	Memorandum and Articles of Association (30 pages)
19 October 2006	Director's particulars changed (1 page)
19 October 2006	Director's particulars changed (1 page)
19 October 2006	Return made up to 23/09/06; full list of members (3 pages)
19 October 2006	Return made up to 23/09/06; full list of members (3 pages)
19 October 2006	Director's particulars changed (1 page)
19 October 2006	Director's particulars changed (1 page)
28 February 2006	New director appointed (1 page)
28 February 2006	New director appointed (1 page)
24 October 2005	Particulars of mortgage/charge (5 pages)
24 October 2005	Particulars of mortgage/charge (5 pages)
23 September 2005	Return made up to 23/09/05; full list of members (3 pages)
23 September 2005	Return made up to 23/09/05; full list of members (3 pages)
23 September 2005	Ad 04/08/05--------- Â£ si 2000000@1=2000000 Â£ ic 2000000/4000000 (1 page)
23 September 2005	Ad 04/08/05--------- Â£ si 2000000@1=2000000 Â£ ic 2000000/4000000 (1 page)
21 September 2005	Particulars of mortgage/charge (3 pages)
21 September 2005	Particulars of mortgage/charge (3 pages)
5 August 2005	Director resigned (1 page)
5 August 2005	Director resigned (1 page)
4 August 2005	Director resigned (1 page)
4 August 2005	Director resigned (1 page)
9 July 2005	New director appointed (1 page)
9 July 2005	New director appointed (1 page)
6 July 2005	Resolutions RES04 ‐ Resolution of increasing authorised share capital (1 page)
6 July 2005	Nc inc already adjusted 01/06/05 (1 page)
6 July 2005	Resolutions RES04 ‐ Resolution of increasing authorised share capital (1 page)
6 July 2005	Nc inc already adjusted 01/06/05 (1 page)
18 June 2005	Ad 16/02/05--------- Â£ si 550000@1=550000 Â£ ic 1450000/2000000 (2 pages)
18 June 2005	Ad 16/02/05--------- Â£ si 550000@1=550000 Â£ ic 1450000/2000000 (2 pages)
8 June 2005	Full accounts made up to 31 December 2004 (14 pages)
8 June 2005	Full accounts made up to 31 December 2004 (14 pages)
18 April 2005	New director appointed (2 pages)
18 April 2005	New director appointed (2 pages)
29 March 2005	New secretary appointed (2 pages)
29 March 2005	Secretary resigned (1 page)
29 March 2005	Secretary resigned (1 page)
29 March 2005	Secretary resigned (1 page)
29 March 2005	Secretary resigned (1 page)
29 March 2005	New secretary appointed (2 pages)
13 October 2004	Return made up to 23/09/04; full list of members 363(288) ‐ Secretary's particulars changed;director resigned (9 pages)
13 October 2004	Return made up to 23/09/04; full list of members 363(288) ‐ Secretary's particulars changed;director resigned (9 pages)
1 October 2004	Director's particulars changed (1 page)
1 October 2004	Director's particulars changed (1 page)
27 April 2004	Full accounts made up to 31 December 2003 (13 pages)
27 April 2004	Full accounts made up to 31 December 2003 (13 pages)
23 April 2004	Director resigned (1 page)
23 April 2004	New director appointed (2 pages)
23 April 2004	Director resigned (1 page)
23 April 2004	New director appointed (2 pages)
31 December 2003	Company name changed U.S. bancorp piper jaffray capit al markets LTD.\certificate issued on 31/12/03 (2 pages)
31 December 2003	Company name changed U.S. bancorp piper jaffray capit al markets LTD.\certificate issued on 31/12/03 (2 pages)
28 October 2003	New director appointed (2 pages)
28 October 2003	New director appointed (2 pages)
26 October 2003	Return made up to 23/09/03; full list of members (9 pages)
26 October 2003	Return made up to 23/09/03; full list of members (9 pages)
13 October 2003	Director's particulars changed (1 page)
13 October 2003	Director's particulars changed (1 page)
4 April 2003	Full accounts made up to 31 December 2002 (15 pages)
4 April 2003	Full accounts made up to 31 December 2002 (15 pages)
21 November 2002	Director's particulars changed (1 page)
21 November 2002	Director's particulars changed (1 page)
15 November 2002	Secretary's particulars changed (1 page)
15 November 2002	Secretary's particulars changed (1 page)
6 November 2002	Ad 12/12/01--------- Â£ si 100000@1 (2 pages)
6 November 2002	Return made up to 23/09/02; full list of members (9 pages)
6 November 2002	Ad 12/12/01--------- Â£ si 100000@1 (2 pages)
6 November 2002	Return made up to 23/09/02; full list of members (9 pages)
4 September 2002	Director resigned (1 page)
4 September 2002	Director resigned (1 page)
16 May 2002	New director appointed (2 pages)
16 May 2002	New director appointed (2 pages)
16 May 2002	New director appointed (2 pages)
16 May 2002	New director appointed (2 pages)
23 April 2002	Resolutions RES01 ‐ Resolution of Memorandum and/or Articles of Association (2 pages)
23 April 2002	Resolutions RES01 ‐ Resolution of Memorandum and/or Articles of Association (2 pages)
23 April 2002	Full accounts made up to 31 December 2001 (12 pages)
23 April 2002	Full accounts made up to 31 December 2001 (12 pages)
20 March 2002	Ad 12/12/01--------- Â£ si 100000@1=100000 Â£ ic 1350000/1450000 (2 pages)
20 March 2002	Director resigned (1 page)
20 March 2002	Ad 12/12/01--------- Â£ si 100000@1=100000 Â£ ic 1350000/1450000 (2 pages)
20 March 2002	Director resigned (1 page)
3 January 2002	Resolutions RES04 ‐ Resolution of increasing authorised share capital (1 page)
3 January 2002	Nc inc already adjusted 12/12/01 (1 page)
3 January 2002	Ad 12/12/01--------- Â£ si 500000@1=500000 Â£ ic 850000/1350000 (2 pages)
3 January 2002	Ad 12/12/01--------- Â£ si 500000@1=500000 Â£ ic 850000/1350000 (2 pages)
3 January 2002	Resolutions RES04 ‐ Resolution of increasing authorised share capital (1 page)
3 January 2002	Nc inc already adjusted 12/12/01 (1 page)
13 December 2001	Director resigned (1 page)
13 December 2001	Director resigned (1 page)
5 October 2001	Return made up to 23/09/01; full list of members (8 pages)
5 October 2001	Return made up to 23/09/01; full list of members (8 pages)
25 September 2001	Company name changed U.S. bancorp piper jaffray secur ities LTD.\certificate issued on 25/09/01 (2 pages)
25 September 2001	Company name changed U.S. bancorp piper jaffray secur ities LTD.\certificate issued on 25/09/01 (2 pages)
15 May 2001	Full accounts made up to 31 December 2000 (12 pages)
15 May 2001	Full accounts made up to 31 December 2000 (12 pages)
30 March 2001	New secretary appointed (2 pages)
30 March 2001	New secretary appointed (2 pages)
29 March 2001	New director appointed (2 pages)
29 March 2001	New director appointed (2 pages)
29 March 2001	New director appointed (2 pages)
29 March 2001	New director appointed (2 pages)
16 February 2001	Secretary resigned (1 page)
16 February 2001	Director resigned (1 page)
16 February 2001	Secretary resigned (1 page)
16 February 2001	Director resigned (1 page)
28 September 2000	Return made up to 23/09/00; full list of members 363(288) ‐ Director's particulars changed (8 pages)
28 September 2000	Return made up to 23/09/00; full list of members 363(288) ‐ Director's particulars changed (8 pages)
20 September 2000	Director resigned (1 page)
20 September 2000	Secretary resigned (1 page)
20 September 2000	Secretary resigned (1 page)
20 September 2000	Director resigned (1 page)
5 May 2000	Director resigned (1 page)
5 May 2000	Accounting reference date extended from 30/09/00 to 31/12/00 (1 page)
5 May 2000	Ad 28/04/00--------- Â£ si 250000@1=250000 Â£ ic 2/250002 (2 pages)
5 May 2000	Director resigned (1 page)
5 May 2000	Accounting reference date extended from 30/09/00 to 31/12/00 (1 page)
5 May 2000	Ad 05/10/99--------- Â£ si 599998@1=599998 Â£ ic 250002/850000 (2 pages)
5 May 2000	Ad 05/10/99--------- Â£ si 599998@1=599998 Â£ ic 250002/850000 (2 pages)
5 May 2000	Ad 28/04/00--------- Â£ si 250000@1=250000 Â£ ic 2/250002 (2 pages)
27 January 2000	Resolutions ELRES ‐ Elective resolution (1 page)
27 January 2000	Resolutions ELRES ‐ Elective resolution (1 page)
28 September 1999	New director appointed (2 pages)
28 September 1999	New director appointed (2 pages)
28 September 1999	New director appointed (2 pages)
28 September 1999	New secretary appointed (2 pages)
28 September 1999	New secretary appointed (2 pages)
28 September 1999	New director appointed (2 pages)
28 September 1999	New director appointed (2 pages)
28 September 1999	New director appointed (2 pages)
28 September 1999	New secretary appointed (2 pages)
28 September 1999	Registered office changed on 28/09/99 from: 84 temple chambers temple avenue london EC4Y ohp (1 page)
28 September 1999	New director appointed (2 pages)
28 September 1999	New director appointed (2 pages)
28 September 1999	Registered office changed on 28/09/99 from: 84 temple chambers temple avenue london EC4Y ohp (1 page)
28 September 1999	New director appointed (2 pages)
28 September 1999	New secretary appointed (2 pages)
28 September 1999	New director appointed (2 pages)
23 September 1999	Incorporation (35 pages)
23 September 1999	Incorporation (35 pages)

Piper Sandler Ltd.

Business Activity

Directors

Contact

Location

Financials

Accounts

Returns

Charges

Filing History

Contact Companies London