Guggenheim Securities International Ltd

Company Name	Guggenheim Securities International Ltd
Company Status	Active
Company Number	06624746
Category	Private Limited Company
Incorporation Date	19 June 2008(15 years, 10 months ago)
Previous Names	LCM ABC Limited and Lazard Capital Markets International Limited

Business Activity

Section K	Financial and insurance activities
SIC 6523	Other financial intermediation
SIC 64999	Financial intermediation not elsewhere classified

Directors

Director Name	Mr Richard Osler
Date of Birth	September 1955 (Born 68 years ago)
Nationality	American
Status	Current
Appointed	27 May 2015(6 years, 11 months after company formation)
Appointment Duration	8 years, 11 months
Role	Company Director
Country of Residence	United States
Correspondence Address	330 Madison Ave. 8th Floor New York New York 10017 United States

Secretary Name	Ms Alysia Stiles Kinsella
Status	Current
Appointed	21 December 2017(9 years, 6 months after company formation)
Appointment Duration	6 years, 4 months
Role	Company Director
Correspondence Address	11-12 Hanover Street 2nd Floor London W1S 1YQ

Director Name	Mr Robert Bicknese
Date of Birth	November 1960 (Born 63 years ago)
Nationality	American
Status	Current
Appointed	12 March 2019(10 years, 8 months after company formation)
Appointment Duration	5 years, 1 month
Role	Business Executive
Country of Residence	United States
Correspondence Address	330 Madison Ave 8th Floor New York Ny 10017

Director Name	Mr Filippos Stratos
Date of Birth	March 1966 (Born 58 years ago)
Nationality	Greek
Status	Current
Appointed	03 August 2023(15 years, 1 month after company formation)
Appointment Duration	8 months, 4 weeks
Role	Head Of Corporate Development And Strategic Planni
Country of Residence	United States
Correspondence Address	330 Madison Avenue 15th Floor New York 10017

Director Name	Mr Robert Keith Lagay
Date of Birth	July 1958 (Born 65 years ago)
Nationality	American
Status	Resigned
Appointed	19 June 2008(same day as company formation)
Role	General Counsel
Country of Residence	United States
Correspondence Address	35 Rocky Hill Road Princeton New Jersey 08540 United States

Director Name	Mr Scott McLaughlin
Date of Birth	December 1966 (Born 57 years ago)
Nationality	American
Status	Resigned
Appointed	19 June 2008(same day as company formation)
Role	Head Of Sales/Trading
Country of Residence	United States
Correspondence Address	39 Leevwarden Road Darien Connecticut 06820 United States

Director Name	Mr Blake J Omlie
Date of Birth	August 1958 (Born 65 years ago)
Nationality	American
Status	Resigned
Appointed	19 June 2008(same day as company formation)
Role	Institutional Salesman
Country of Residence	England
Correspondence Address	8 Dukes Avenue London W4 2AE

Director Name	Mr Anders Christian Moeller
Date of Birth	August 1970 (Born 53 years ago)
Nationality	Danish
Status	Resigned
Appointed	09 August 2011(3 years, 1 month after company formation)
Appointment Duration	3 years, 5 months (resigned 31 January 2015)
Role	Company Director
Country of Residence	United Kingdom
Correspondence Address	11 Ironmonger Lane 5th Floor London EC2V 8EY

Director Name	Mr William Rosenberg
Date of Birth	May 1962 (Born 62 years ago)
Nationality	American
Status	Resigned
Appointed	09 August 2011(3 years, 1 month after company formation)
Appointment Duration	3 years, 5 months (resigned 31 January 2015)
Role	Chief Operating Officer
Country of Residence	United States
Correspondence Address	11 Ironmonger Lane 5th Floor London EC2V 8EY

Director Name	Mr Paul Friedman
Date of Birth	April 1955 (Born 69 years ago)
Nationality	American
Status	Resigned
Appointed	31 January 2015(6 years, 7 months after company formation)
Appointment Duration	1 month, 2 weeks (resigned 20 March 2015)
Role	Manager
Country of Residence	United States
Correspondence Address	5th Floor, The Peak 5 Wilton Road London SW1V 1LG

Director Name	Mr Ronald Iervolino
Date of Birth	May 1959 (Born 65 years ago)
Nationality	American
Status	Resigned
Appointed	31 January 2015(6 years, 7 months after company formation)
Appointment Duration	2 months, 2 weeks (resigned 20 April 2015)
Role	Institutional Financier
Country of Residence	United States
Correspondence Address	5th Floor, The Peak 5, Wilton Road London SW1V 1LG

Director Name	Mr Duncan Riefler
Date of Birth	December 1958 (Born 65 years ago)
Nationality	British/American
Status	Resigned
Appointed	31 January 2015(6 years, 7 months after company formation)
Appointment Duration	9 months (resigned 31 October 2015)
Role	Financial Services
Country of Residence	England
Correspondence Address	5th Floor, The Peak 5, Wilton Road London SW1V 1LG

Director Name	Mr Julio Quintero
Date of Birth	May 1978 (Born 46 years ago)
Nationality	Colombian
Status	Resigned
Appointed	31 January 2015(6 years, 7 months after company formation)
Appointment Duration	8 years, 10 months (resigned 30 November 2023)
Role	Managing Director - Legal
Country of Residence	England
Correspondence Address	17 King Edwards Road 2nd Floor College House London Ruislip HA4 7AE

Director Name	Dante Ferrarie
Date of Birth	April 1966 (Born 58 years ago)
Nationality	American
Status	Resigned
Appointed	28 May 2015(6 years, 11 months after company formation)
Appointment Duration	6 months, 4 weeks (resigned 22 December 2015)
Role	Company Director
Country of Residence	United States
Correspondence Address	330 Madison Ave. 8th Floor New York New York 10017 United States

Contact

Website	lazardcap.com

Location

Registered Address	11-12 Hanover Street 2nd Floor London W1S 1YQ
Region	London
Constituency	Cities of London and Westminster
County	Greater London
Ward	West End
Built Up Area	Greater London

Shareholders

1.1m at £1	Lcm Holdings 2008 LTD 100.00% Ordinary

Financials

Year	2014
Turnover	£1,838,438
Net Worth	£692,580
Cash	£284,864
Current Liabilities	£162,836

Accounts

Latest Accounts	31 December 2022 (1 year, 3 months ago)
Next Accounts Due	30 September 2024 (5 months from now)
Accounts Category	Full
Accounts Year End	31 December

Returns

Latest Return	31 December 2023 (3 months, 4 weeks ago)
Next Return Due	14 January 2025 (8 months, 3 weeks from now)

Filing History

3 January 2024	Confirmation statement made on 31 December 2023 with no updates (3 pages)
4 December 2023	Termination of appointment of Julio Quintero as a director on 30 November 2023 (1 page)
7 August 2023	Appointment of Mr. Filippos Stratos as a director on 3 August 2023 (2 pages)
3 May 2023	Full accounts made up to 31 December 2022 (24 pages)
28 February 2023	Director's details changed for Mr Robert Bicknese on 28 February 2023 (2 pages)
28 February 2023	Director's details changed for Mr Julio Quintero on 28 February 2023 (2 pages)
27 February 2023	Registered office address changed from 5th Floor, the Peak 5, Wilton Road London SW1V 1LG to 2nd Floor College House 17 King Edwards Road Ruislip London HA4 7AE on 27 February 2023 (1 page)
9 January 2023	Confirmation statement made on 31 December 2022 with no updates (3 pages)
12 September 2022	Full accounts made up to 31 December 2021 (25 pages)
13 January 2022	Confirmation statement made on 31 December 2021 with no updates (3 pages)
9 November 2021	Full accounts made up to 31 December 2020 (23 pages)
4 January 2021	Confirmation statement made on 31 December 2020 with no updates (3 pages)
25 August 2020	Full accounts made up to 31 December 2019 (21 pages)
6 May 2020	Appointment of Ms Alysia Stiles Kinsella as a secretary on 21 December 2017 (2 pages)
2 January 2020	Confirmation statement made on 31 December 2019 with no updates (3 pages)
1 October 2019	Full accounts made up to 31 December 2018 (22 pages)
13 March 2019	Appointment of Mr Robert Bicknese as a director on 12 March 2019 (2 pages)
4 January 2019	Confirmation statement made on 31 December 2018 with no updates (3 pages)
4 October 2018	Full accounts made up to 31 December 2017 (24 pages)
2 January 2018	Confirmation statement made on 31 December 2017 with no updates (3 pages)
7 November 2017	Full accounts made up to 31 December 2016 (24 pages)
7 November 2017	Full accounts made up to 31 December 2016 (24 pages)
9 January 2017	Confirmation statement made on 31 December 2016 with updates (5 pages)
9 January 2017	Confirmation statement made on 31 December 2016 with updates (5 pages)
11 October 2016	Full accounts made up to 31 December 2015 (23 pages)
11 October 2016	Full accounts made up to 31 December 2015 (23 pages)
31 March 2016	Termination of appointment of Duncan Riefler as a director on 31 October 2015 (1 page)
31 March 2016	Termination of appointment of Dante Ferrarie as a director on 22 December 2015 (1 page)
31 March 2016	Termination of appointment of Duncan Riefler as a director on 31 October 2015 (1 page)
31 March 2016	Termination of appointment of Dante Ferrarie as a director on 22 December 2015 (1 page)
28 January 2016	Director's details changed for Dante Ferrarie on 31 December 2015 (2 pages)
28 January 2016	Annual return made up to 31 December 2015 with a full list of shareholders Statement of capital on 2016-01-28 GBP 1,100,000 (6 pages)
28 January 2016	Director's details changed for Dante Ferrarie on 31 December 2015 (2 pages)
28 January 2016	Annual return made up to 31 December 2015 with a full list of shareholders Statement of capital on 2016-01-28 GBP 1,100,000 (6 pages)
28 January 2016	Director's details changed for Mr Richard Osler on 31 December 2015 (2 pages)
28 January 2016	Director's details changed for Mr Richard Osler on 31 December 2015 (2 pages)
24 December 2015	Termination of appointment of Ronald Iervolino as a director on 20 April 2015 (1 page)
24 December 2015	Termination of appointment of Paul Friedman as a director on 20 March 2015 (1 page)
24 December 2015	Termination of appointment of Ronald Iervolino as a director on 20 April 2015 (1 page)
24 December 2015	Appointment of Mr Richard Osler as a director on 27 May 2015 (2 pages)
24 December 2015	Appointment of Mr Richard Osler as a director on 27 May 2015 (2 pages)
24 December 2015	Termination of appointment of Paul Friedman as a director on 20 March 2015 (1 page)
23 December 2015	Appointment of Dante Ferrarie as a director on 28 May 2015 (2 pages)
23 December 2015	Appointment of Dante Ferrarie as a director on 28 May 2015 (2 pages)
13 August 2015	Full accounts made up to 31 December 2014 (21 pages)
13 August 2015	Full accounts made up to 31 December 2014 (21 pages)
6 February 2015	Appointment of Mr Julio Quintero as a director on 31 January 2015 (2 pages)
6 February 2015	Company name changed lazard capital markets international LIMITED\certificate issued on 06/02/15 RES15 ‐ Change company name resolution on 2015-01-30 (4 pages)
6 February 2015	Change of name notice (2 pages)
6 February 2015	Appointment of Mr Duncan Riefler as a director on 31 January 2015 (2 pages)
6 February 2015	Appointment of Mr Ronald Iervolino as a director on 31 January 2015 (2 pages)
6 February 2015	Appointment of Mr Julio Quintero as a director on 31 January 2015 (2 pages)
6 February 2015	Registered office address changed from 11 Ironmonger Lane 5Th Floor London EC2V 8EY to 5Th Floor, the Peak 5, Wilton Road London SW1V 1LG on 6 February 2015 (1 page)
6 February 2015	Change of name notice (2 pages)
6 February 2015	Appointment of Mr Duncan Riefler as a director on 31 January 2015 (2 pages)
6 February 2015	Registered office address changed from 11 Ironmonger Lane 5Th Floor London EC2V 8EY to 5Th Floor, the Peak 5, Wilton Road London SW1V 1LG on 6 February 2015 (1 page)
6 February 2015	Appointment of Mr Ronald Iervolino as a director on 31 January 2015 (2 pages)
6 February 2015	Company name changed lazard capital markets international LIMITED\certificate issued on 06/02/15 RES15 ‐ Change company name resolution on 2015-01-30 (4 pages)
6 February 2015	Registered office address changed from 11 Ironmonger Lane 5Th Floor London EC2V 8EY to 5Th Floor, the Peak 5, Wilton Road London SW1V 1LG on 6 February 2015 (1 page)
5 February 2015	Termination of appointment of William Rosenberg as a director on 31 January 2015 (1 page)
5 February 2015	Appointment of Mr Paul Friedman as a director on 31 January 2015 (2 pages)
5 February 2015	Termination of appointment of Anders Christian Moeller as a director on 31 January 2015 (1 page)
5 February 2015	Appointment of Mr Paul Friedman as a director on 31 January 2015 (2 pages)
5 February 2015	Termination of appointment of Anders Christian Moeller as a director on 31 January 2015 (1 page)
5 February 2015	Termination of appointment of William Rosenberg as a director on 31 January 2015 (1 page)
28 January 2015	Annual return made up to 31 December 2014 with a full list of shareholders Statement of capital on 2015-01-28 GBP 1,100,000 (3 pages)
28 January 2015	Annual return made up to 31 December 2014 with a full list of shareholders Statement of capital on 2015-01-28 GBP 1,100,000 (3 pages)
11 August 2014	Annual return made up to 31 July 2014 with a full list of shareholders Statement of capital on 2014-08-11 GBP 1,100,000 (3 pages)
11 August 2014	Annual return made up to 31 July 2014 with a full list of shareholders Statement of capital on 2014-08-11 GBP 1,100,000 (3 pages)
6 August 2014	Full accounts made up to 31 December 2013 (19 pages)
6 August 2014	Full accounts made up to 31 December 2013 (19 pages)
17 July 2014	Annual return made up to 30 June 2014 with a full list of shareholders (3 pages)
17 July 2014	Annual return made up to 30 June 2014 with a full list of shareholders (3 pages)
25 June 2014	Annual return made up to 19 June 2014 with a full list of shareholders SH01 ‐ Statement of capital following an allotment of shares on 2014-06-25 (3 pages)
25 June 2014	Annual return made up to 19 June 2014 with a full list of shareholders SH01 ‐ Statement of capital following an allotment of shares on 2014-06-25 (3 pages)
11 April 2014	Appointment of Mr. Anders Christian Moeller as a director (2 pages)
11 April 2014	Appointment of Mr. Anders Christian Moeller as a director (2 pages)
10 April 2014	Termination of appointment of Robert Lagay as a director (1 page)
10 April 2014	Termination of appointment of Scott Mclaughlin as a director (1 page)
10 April 2014	Termination of appointment of Robert Lagay as a director (1 page)
10 April 2014	Termination of appointment of Scott Mclaughlin as a director (1 page)
20 June 2013	Annual return made up to 19 June 2013 with a full list of shareholders (5 pages)
20 June 2013	Annual return made up to 19 June 2013 with a full list of shareholders (5 pages)
10 May 2013	Full accounts made up to 31 December 2012 (18 pages)
10 May 2013	Full accounts made up to 31 December 2012 (18 pages)
13 November 2012	Registered office address changed from 50 Stratton Street London W1J 8LL on 13 November 2012 (1 page)
13 November 2012	Registered office address changed from 50 Stratton Street London W1J 8LL on 13 November 2012 (1 page)
13 July 2012	Annual return made up to 19 June 2012 with a full list of shareholders (5 pages)
13 July 2012	Annual return made up to 19 June 2012 with a full list of shareholders (5 pages)
2 May 2012	Full accounts made up to 31 December 2011 (15 pages)
2 May 2012	Full accounts made up to 31 December 2011 (15 pages)
9 December 2011	Resolutions RES01 ‐ Resolution of Memorandum and/or Articles of Association (1 page)
9 December 2011	Memorandum and Articles of Association (8 pages)
9 December 2011	Resolutions RES01 ‐ Resolution of Memorandum and/or Articles of Association (1 page)
9 December 2011	Memorandum and Articles of Association (8 pages)
6 December 2011	Statement of capital following an allotment of shares on 28 November 2011 GBP 1,100,000 (3 pages)
6 December 2011	Statement of capital following an allotment of shares on 28 November 2011 GBP 1,100,000 (3 pages)
19 August 2011	Appointment of Mr. William Rosenberg as a director (2 pages)
19 August 2011	Appointment of Mr. William Rosenberg as a director (2 pages)
18 August 2011	Termination of appointment of Blake Omlie as a director (1 page)
18 August 2011	Termination of appointment of Blake Omlie as a director (1 page)
24 June 2011	Annual return made up to 19 June 2011 with a full list of shareholders (5 pages)
24 June 2011	Annual return made up to 19 June 2011 with a full list of shareholders (5 pages)
10 May 2011	Full accounts made up to 31 December 2010 (15 pages)
10 May 2011	Full accounts made up to 31 December 2010 (15 pages)
1 July 2010	Director's details changed for Mr Robert Keith Lagay on 19 June 2010 (2 pages)
1 July 2010	Director's details changed for Mr Scott Mclaughlin on 19 June 2010 (2 pages)
1 July 2010	Annual return made up to 19 June 2010 with a full list of shareholders (5 pages)
1 July 2010	Director's details changed for Mr Robert Keith Lagay on 19 June 2010 (2 pages)
1 July 2010	Annual return made up to 19 June 2010 with a full list of shareholders (5 pages)
1 July 2010	Director's details changed for Mr Scott Mclaughlin on 19 June 2010 (2 pages)
30 June 2010	Director's details changed for Mr Blake J Omlie on 19 June 2010 (2 pages)
30 June 2010	Director's details changed for Mr Blake J Omlie on 19 June 2010 (2 pages)
18 May 2010	Full accounts made up to 31 December 2009 (15 pages)
18 May 2010	Full accounts made up to 31 December 2009 (15 pages)
15 July 2009	Full accounts made up to 31 December 2008 (12 pages)
15 July 2009	Full accounts made up to 31 December 2008 (12 pages)
14 July 2009	Return made up to 19/06/09; full list of members (3 pages)
14 July 2009	Return made up to 19/06/09; full list of members (3 pages)
27 November 2008	Memorandum and Articles of Association (9 pages)
27 November 2008	Memorandum and Articles of Association (9 pages)
20 November 2008	Ad 06/10/08\gbp si 99900@1=99900\gbp ic 100/100000\ (2 pages)
20 November 2008	Ad 06/10/08\gbp si 99900@1=99900\gbp ic 100/100000\ (2 pages)
6 November 2008	Company name changed lcm abc LIMITED\certificate issued on 13/11/08 (2 pages)
6 November 2008	Company name changed lcm abc LIMITED\certificate issued on 13/11/08 (2 pages)
19 September 2008	Resolutions ELRES ‐ Elective resolution (2 pages)
19 September 2008	Resolutions ELRES ‐ Elective resolution RES04 ‐ Resolution of increasing authorised share capital (1 page)
19 September 2008	Resolutions RES04 ‐ Resolution of increasing authorised share capital RES13 ‐ Sec to file signed print of res 15/09/2008 ELRES ‐ Elective resolution (1 page)
19 September 2008	Resolutions ELRES ‐ Elective resolution (2 pages)
19 September 2008	Resolutions RES04 ‐ Resolution of increasing authorised share capital RES13 ‐ Sec to file signed print of res 15/09/2008 ELRES ‐ Elective resolution (1 page)
19 September 2008	Resolutions ELRES ‐ Elective resolution RES04 ‐ Resolution of increasing authorised share capital (1 page)
19 September 2008	Nc inc already adjusted 15/09/08 (1 page)
19 September 2008	Nc inc already adjusted 15/09/08 (1 page)
18 September 2008	Accounting reference date shortened from 30/06/2009 to 31/12/2008 (1 page)
18 September 2008	Accounting reference date shortened from 30/06/2009 to 31/12/2008 (1 page)
11 September 2008	Resolutions RES01 ‐ Resolution of Memorandum and/or Articles of Association RES13 ‐ Company business 05/09/2008 (7 pages)
11 September 2008	Resolutions RES01 ‐ Resolution of Memorandum and/or Articles of Association RES13 ‐ Company business 05/09/2008 (7 pages)
19 June 2008	Incorporation (19 pages)
19 June 2008	Incorporation (19 pages)

Guggenheim Securities International Ltd

Business Activity

Directors

Contact

Location

Shareholders

Financials

Accounts

Returns

Filing History

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